Phillips 66|4Jun 1, 5:03 PM ET

Herman Robert A 4

4 · Phillips 66 · Filed Jun 1, 2022

Form 4

Period: 2022-05-31

Executive Vice President

Transactions

Exercise/Conversion
Stock Options (Right to Buy)
2022-05-31−12,300→ 0 total
Exercise: $62.17Exp: 2023-02-07→ Common Stock (12,300 underlying)
Exercise/Conversion
Common Stock
2022-05-31$74.14/sh+23,500$1,742,173→ 111,306 total
Sale
Common Stock
2022-05-31$102.82/sh−47,200$4,853,279→ 64,106 total
Exercise/Conversion
Stock Options (Right to Buy)
2022-05-31−11,400→ 0 total
Exercise: $72.25Exp: 2024-02-06→ Common Stock (11,400 underlying)
Exercise/Conversion
Common Stock
2022-05-31$62.17/sh+12,300$764,691→ 76,406 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2022-05-31−23,500→ 0 total
Exercise: $74.14Exp: 2025-02-03→ Common Stock (23,500 underlying)
Exercise/Conversion
Common Stock
2022-05-31$72.25/sh+11,400$823,707→ 87,806 total

Holdings

Footnotes (6)

[F1]Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
[F2]The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.95 to $103.30. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
[F4]The stock options became exercisable in three equal annual installments beginning on February 7, 2014.
[F5]The stock options became exercisable in three equal annual installments beginning on February 6, 2015.
[F6]The stock options became exercisable in three equal annual installments beginning on February 3, 2016

Documents

1 file