CRITCHFIELD GREGORY C 4
4 · SERA PROGNOSTICS, INC. · Filed Mar 7, 2023
Insider Transaction Report
Form 4
CRITCHFIELD GREGORY C
Director
Transactions
- Award
Class A Common Stock
[F1]2023-03-07+62,200→ 857,145 total - Award
Stock Option (right to buy)
[F2]2023-03-07+98,300→ 98,300 totalExercise: $3.72Exp: 2033-03-07→ Class A Common Stock (98,300 underlying)
Footnotes (2)
- [F1]Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/4 of the original grant amount vests in annual installments for four years following the vesting commencement date, which is March 7, 2023, subject to the reporting person continuing to provide services to the issuer.
- [F2]These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 7, 2023, subject to the reporting person continuing to provide services to the issuer.
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact|2023-03-07