Home/Filings/4/0001535031-16-000151
4//SEC Filing

Tumi Holdings, Inc. 4

Accession 0001535031-16-000151

CIK 0001535031operating

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 7:00 PM ET

Size

17.8 KB

Accession

0001535031-16-000151

Insider Transaction Report

Form 4
Period: 2016-08-01
GRAY PETER L
EVP and General Counsel
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-08-0113,7790 total
    Exercise: $23.25Exp: 2025-03-03Common Stock, $0.01 par value per share (13,779 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-08-012,0070 total
    Common Stock, $0.01 par value per share (2,007 underlying)
  • Disposition to Issuer

    Common Stock, $0.01 par value per share

    2016-08-01$26.75/sh1,503$40,2050 total
  • Disposition to Issuer

    Restricted Stock Units

    2016-08-017,0880 total
    Common Stock, $0.01 par value per share (7,088 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-08-0113,5720 total
    Exercise: $22.95Exp: 2024-03-04Common Stock, par value $0.01 per share (13,572 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-08-0146,6410 total
    Exercise: $23.54Exp: 2023-12-04Common Stock, par value $0.01 per share (46,641 underlying)
Footnotes (12)
  • [F1]Disposed of pursuant to and upon the effectiveness of the merger of PTL Acquisition Inc. ("Merger Sub"), a wholly owned subsidiary of Samsonite International S.A. ("Samsonite"), with and into the Issuer on August 1, 2016 pursuant to a merger agreement dated March 3, 2016 by and among Samsonite, Merger Sub and the Issuer.
  • [F10]Upon the effectiveness of the merger, pursuant to the terms of the merger agreement, the restricted stock units were cancelled in exchange for a cash payment of $53,687.25 (representing a price of $26.75 per restricted stock unit).
  • [F11]The restricted stock units vest in three equal installments on each of March 1, 2017, March 1, 2018 and March 1, 2019, subject to the terms and conditions of the Plan.
  • [F12]Upon effectiveness of the merger, pursuant to the terms of the merger agreement, the restricted stock units were cancelled in exchange for a cash payment of $189,604 (representing a price of $26.75 per restricted stock unit).
  • [F2]The stock option vests in three equal installments on each of the first three anniversaries of March 3, 2015, subject to the terms and conditions of the Tumi Holdings, Inc. 2012 Long-Term Incentive Plan (the "Plan").
  • [F3]Upon the effectiveness of the merger, pursuant to the terms of the merger agreement, the option was cancelled in exchange for a cash payment of $48,226.50 (representing a price per share equal to the difference between the merger consideration, $26.75 per share, and the exercise price of the option).
  • [F4]The stock options vest in five equal installments on each of the first five anniversaries of December 4, 2013, subject to the terms and conditions of the Plan.
  • [F5]Upon the effectiveness of the merger, pursuant to the terms of the merger agreement, the option was cancelled in exchange for a cash payment of $149,717.61 (representing a price per share equal to the difference between the merger consideration, $26.75 per share, and the exercise price of the option).
  • [F6]The stock option vests in three equal installments on each of the first three anniversaries of March 4, 2014, subject to the terms and conditions of the Plan.
  • [F7]Upon the effectiveness of the merger, pursuant to the terms of the merger agreement, the option was cancelled in exchange for a cash payment of $51,573.60 (representing a price per share equal to the difference between the merger consideration, $26.75 per share, and the exercise price of the option).
  • [F8]Each restricted stock unit represented a contingent right to receive one share of Issuer common stock.
  • [F9]The restricted stock units vest in two equal installments on each of March 3, 2017 and March 2, 2018, subject to the terms and conditions of the Plan.

Issuer

Tumi Holdings, Inc.

CIK 0001535031

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001535031

Filing Metadata

Form type
4
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 7:00 PM ET
Size
17.8 KB