BTU INTERNATIONAL INC 4
4 · BTU INTERNATIONAL INC · Filed Feb 5, 2015
Insider Transaction Report
Form 4
AWM Investment Company, Inc.
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-02-02−1,341,837→ 0 total(indirect: By Partnership)
Footnotes (2)
- [F1]AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (CAYMAN and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 0 shares of Common Stock of the Issuer (the Shares) held by SSQP, and 0 Shares held by CAYMAN. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]This transaction reflects the disposition of shares of the Issuer's common stock pursuant to the Agreement and Plan of Merger, dated as of October 21, 2014, by and among Amtech, Merger Sub and the Issuer. On February 2, 2015, the Issuer completed the merger.