4/A//SEC Filing
BOULDER GROWTH & INCOME FUND 4/A
Accession 0001535783-15-000003
$STEWCIK 0000102426other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 5:32 PM ET
Size
8.4 KB
Accession
0001535783-15-000003
Insider Transaction Report
Form 4/AAmended
NORGAARD STEVEN K
Director
Transactions
- Award
Common Stock
2015-03-20+1,219→ 3,779 total - Award
Common Stock
2015-03-20+1,560→ 2,560 total
Footnotes (4)
- [F1]On March 20, 2015, Boulder Total Return Fund, Inc. ("BTF"), The Denali Fund Inc. ("DNY") and First Opportunity Fund, Inc. ("FOFI") reorganized into Boulder Growth & Income Fund, Inc. ("BIF") (the "Reorganization") pursuant to that certain Agreement and Plan of Reorganization, dated as of March 5, 2015 (the "Agreement"). Pursuant to the Agreement, BIF acquired all of the assets and liabilities of BTF, DNY and FOFI in exchange for common shares of BIF (the "BIF Shares").
- [F2]The Reorganization occurred based on the relative net asset values ("NAV") of BIF, BTF, DNY and FOFI as of the close of regular trading on the New York Stock Exchange on March 20, 2015. At such time, BIF reported net assets of $273,608,352.67 and a NAV per share of $10.73; BTF reported net assets of $413,286,769.95 and a NAV per share of $33.50; and DNY reported net assets of $108,819,429.37 and a NAV per share of $26.18. Holders of BTF shares received 3.121182 BIF Shares for each BTF share owned and holders of DNY shares received 2.439214 BIF Shares for each DNY share owned. Fractional shares were paid in cash.
- [F3]In connection with the Reorganization, Mr. Norgaard received 1,560 BIF Shares (and cash for fractional shares, if any) for his 500 shares of BTF.
- [F4]In connection with the Reorganization, Mr. Norgaard received 1,219 BIF Shares (and cash for fractional shares, if any) for his 500 shares of DNY.
Documents
Issuer
BOULDER GROWTH & INCOME FUND
CIK 0000102426
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0000102426
Filing Metadata
- Form type
- 4/A
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 5:32 PM ET
- Size
- 8.4 KB