4//SEC Filing
Katz Michael Robert 4
Accession 0001535929-25-000134
CIK 0001535929other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:07 PM ET
Size
12.9 KB
Accession
0001535929-25-000134
Insider Transaction Report
Form 4
Katz Michael Robert
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2025-12-12$37.60/sh+20,600$774,560→ 60,696 total - Sale
Common Stock
2025-12-12$75.00/sh−20,600$1,545,000→ 40,096 total - Exercise/Conversion
Performance-Based Stock Options
2025-12-12−20,600→ 35,587 total→ Common Stock (20,600 underlying)
Holdings
- 20,998
Restricted Stock Units
→ Common Stock (20,998 underlying) - 43,232
Performance Stock Unit
→ Common Stock (43,232 underlying) - 847.647
Deferred Savings Plan Issuer Stock Units
→ Common Stock (847.647 underlying)
Footnotes (5)
- [F1]The options exercised and stock sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2025. The reporting person adopted this plan to cover transactions with respect to options to purchase the Company's stock that were granted by the Company in 2015 and would have expired if not exercised in December 2025.
- [F2]The options vest based on the conditions set forth in their respective agreements.
- [F3]The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
- [F4]The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
- [F5]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
Documents
Issuer
Voya Financial, Inc.
CIK 0001535929
Entity typeother
Related Parties
1- filerCIK 0001853487
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 4:07 PM ET
- Size
- 12.9 KB