ROSETTA STONE INC 4
4 · ROSETTA STONE INC · Filed Mar 4, 2014
Insider Transaction Report
Form 4
SHAH PRAGNESH N
President, Global Consumer
Transactions
- Sale
Common Stock
2014-02-28$11.67/sh−32,500$379,301→ 5,807 total - Exercise/Conversion
Common Stock
2014-02-28$7.35/sh+32,500$238,875→ 38,307 total - Exercise/Conversion
Employee Stock Option
2014-02-28−32,500→ 32,500 totalExercise: $7.35Exp: 2021-12-09→ Common Stock (32,500 underlying) - Sale
Common Stock
2014-02-28$11.69/sh−4,906$57,336→ 5,807 total
Holdings
- 8,155
Employee Stock Option
Exercise: $12.47Exp: 2023-02-21→ Common Stock (8,155 underlying)
Footnotes (6)
- [F1]This transaction was executed in multiple trades at prices ranging from $11.61 to 11.83 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes 5,807 shares of restricted common stock on which the restrictions have not yet lapsed.
- [F3]This transaction was executed in multiple trades at prices ranging from $11.50 to 11.83 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Options shall vest at a rate of one-quarter per annum.
- [F5]Includes an aggregate of zero fully vested options. Options shall vest at a rate of one-quarter per annum, beginning one year from December 9, 2011 in accordance with the Executive Employment Agreement entered into between Mr. Shah and the Issuer.
- [F6]Includes an aggregate of 2,039 fully vested shares. Options shall vest at a rate of one-quarter per annum, beginning one year from February 21, 2013, the date of grant.