GlyEco, Inc. 4
4 · GlyEco, Inc. · Filed Jul 10, 2014
Insider Transaction Report
Form 4
GlyEco, Inc.GLYE
AMATO RALPH
10% Owner
Transactions
- Other
Common Stock
2014-07-01$0.50/sh+100,000$50,000→ 7,071,600 total(indirect: By LLC) - Sale
Common Stock
2014-07-09$0.70/sh−500,000$350,000→ 6,571,600 total(indirect: By LLC) - Exercise Out-of-Money
Warrant (right to purchase)
2014-07-01−100,000→ 0 total(indirect: By LLC)Exercise: $0.50From: 2012-09-01Exp: 2015-09-01→ Common Stock (100,000 underlying)
Footnotes (5)
- [F1]Warrant exercisable for 100,000 shares of Common Stock of the Issuer for $1.00 per share from September 1, 2012 to September 1, 2015. Warrant issued to Reporting Person on September 1, 2012 in consideration for services rendered.
- [F2]Exercise price of Warrant temporarily reduced by Issuer from $1.00 per share to $0.50 per share during the period beginning on June 4, 2014 and ending at 5:00 PM (Pacific Time) on July 1, 2014.
- [F3]Held indirectly through RDA Equities, LLC, an entity of which Reporting Person has voting and dispositive control.
- [F4]Shares acquired from Issuer upon the exercise of the Warrant reported on Table II of this Form 4.
- [F5]Privately negotiated sale.