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4//SEC Filing

FOREST CITY ENTERPRISES INC 4

Accession 0001537301-15-000001

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 7:47 PM ET

Size

27.7 KB

Accession

0001537301-15-000001

Insider Transaction Report

Form 4
Period: 2015-03-26
FOREST CITY ENTERPRISES INCFCEA/FCEB
Passen Andrew J
Exec VP - Human Resources
Transactions
  • Award

    Class A Common Stock

    2015-03-26+4,741→ 4,741 total
  • Award

    2015 Performance Shares

    2015-03-26+4,741→ 4,741 total
    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,741 underlying)
Holdings

  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (6,232 underlying)
    6,232

  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (9,105 underlying)
    9,105

  • Class A Common Stock

    2,878

  • Class A Common Stock

    6,632

  • Class A Common Stock

    6,232

  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (17,500 underlying)
    17,500

  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (8,860 underlying)
    8,860

  • 2009 Stock Option Grant (right to buy)

    Exercise: $7.80From: 2011-04-21Exp: 2019-04-21→ Class A Common (4,430 underlying)
    4,430

  • Class A Common Stock

    5,940

  • Class A Common Stock

    30,924

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (17,500 underlying)
    17,500

  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (7,387 underlying)
    7,387

  • 2012 Performance Shares

    Exercise: $0.00From: 2015-12-31Exp: 1988-08-08→ Class A Common (7,919 underlying)
    7,919

  • 2013 Performance Shares

    Exercise: $0.00From: 2016-12-31Exp: 1988-08-08→ Class A Common (6,282 underlying)
    6,282
Footnotes (16)
  • [F1]2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
  • [F10]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  • [F11]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  • [F12]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  • [F13]Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
  • [F14]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
  • [F15]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  • [F16]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  • [F2]2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
  • [F3]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
  • [F4]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
  • [F5]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
  • [F6]Shares are held in street account with Securities America.
  • [F7]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  • [F8]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F9]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 7:47 PM ET
Size
27.7 KB
View on SEC.gov