Home/Filings/4/0001537301-16-000008
4//SEC Filing

Forest City Realty Trust, Inc. 4

Accession 0001537301-16-000008

CIK 0001647509operating

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 11:26 AM ET

Size

21.6 KB

Accession

0001537301-16-000008

Insider Transaction Report

Form 4
Period: 2016-03-16
Passen Andrew J
Exec VP - Human Resources
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2016-03-16$7.80/sh+2,219$17,30852,041 total
  • Exercise/Conversion

    2009 Stock Option Grant (right to buy)

    2016-03-162,2192,211 total
    Exercise: $7.80From: 2011-04-21Exp: 2019-04-21Class A Common (4,430 underlying)
Holdings
  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2012-04-14Exp: 2020-04-14Class A Common (7,387 underlying)
    7,387
  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29Class A Common (17,500 underlying)
    17,500
  • 2013 Performance Shares

    Exercise: $0.00From: 2016-12-31Exp: 1988-08-08Class A Common (6,282 underlying)
    6,282
  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18Class A Common (8,860 underlying)
    8,860
  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (6,232 underlying)
    6,232
  • 2015 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (4,741 underlying)
    4,741
  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04Class A Common (17,500 underlying)
    17,500
  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2013-04-13Exp: 2021-04-13Class A Common (9,105 underlying)
    9,105
Footnotes (10)
  • [F1]Shares are held in street account with Securities America.
  • [F10]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  • [F2]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  • [F3]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F4]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F5]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  • [F6]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  • [F7]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  • [F8]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
  • [F9]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001647509

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 11:26 AM ET
Size
21.6 KB