4//SEC Filing
BLUCORA, INC. 4
Accession 0001537873-17-000005
CIK 0001068875operating
Filed
May 7, 8:00 PM ET
Accepted
May 8, 5:30 PM ET
Size
19.1 KB
Accession
0001537873-17-000005
Insider Transaction Report
Form 4
BLUCORA, INC.BCOR
Finkelstein Mark A
Chief Legal & Admin Officer
Transactions
- Exercise/Conversion
Common Stock
2017-05-04$15.24/sh+137,807$2,100,179→ 174,631 total - Sale
Common Stock
2017-05-08$20.77/sh−2,500$51,920→ 72,079 total - Sale
Common Stock
2017-05-08$20.44/sh−16,774$342,934→ 55,305 total - Tax Payment
Common Stock
2017-05-04$19.40/sh−116,772$2,265,377→ 57,859 total - Exercise/Conversion
Common Stock
2017-05-04$9.81/sh+58,268$571,609→ 116,127 total - Sale
Common Stock
2017-05-08$20.44/sh−37,755$771,890→ 17,550 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-05-04−137,807→ 0 totalExercise: $15.24Exp: 2021-09-30→ Common Stock (137,807 underlying) - Tax Payment
Common Stock
2017-05-04$19.40/sh−41,548$806,031→ 74,579 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-05-04−58,268→ 0 totalExercise: $9.81Exp: 2023-01-04→ Common Stock (58,268 underlying)
Footnotes (5)
- [F1]Represents a "net exercise" of outstanding stock options. The reporting person received 21,035 shares of common stock on net exercise of option to purchase 137,807 shares of common stock. The reporting person forfeited 116,772 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40.
- [F2]Represents a "net exercise" of outstanding stock options. The reporting person received 16,720 shares of common stock on net exercise of option to purchase 58,268 shares of common stock. The reporting person forfeited 41,548 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40.
- [F3]As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017.
- [F4]The option grant was for 165,354 shares of common stock with the following vesting schedule: 33.3% of the shares vested on September 30, 2015 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on September 30, 2017, unless vesting is accelerated under the terms of reporting person's employment agreement.
- [F5]The option grant was for 174,821 shares of common stock with the following vesting schedule: 33.3% of the shares vested on January 2, 2017 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on January 2, 2019, unless vesting is accelerated under the terms of reporting person's employment agreement.
Documents
Issuer
BLUCORA, INC.
CIK 0001068875
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001068875
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 5:30 PM ET
- Size
- 19.1 KB