4//SEC Filing
Hannon Gregory Paul 4
Accession 0001538186-25-000007
CIK 0001527541other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:02 PM ET
Size
7.0 KB
Accession
0001538186-25-000007
Insider Transaction Report
Form 4
Hannon Gregory Paul
Director
Transactions
- Purchase
7.00% Subordinated Convertible Notes due 2031
2025-11-13$1000000.00/sh(indirect: By Oakmont Capital Inc.)Exercise: $1.74Exp: 2031-12-31→ Common Stock (179,359 underlying)
Footnotes (4)
- [F1]The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $1.74 per share (approximately 14.35 common shares for each $25.00 of principal amount of the Notes being converted).
- [F2]Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock or in shares of the Issuer's Series D Cumulative Convertible Preferred Stock, in each case as set forth in the Notes. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person.
- [F3]The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $80.00 per $25.00 of aggregate principal amount.
- [F4]These securities are owned directly by Oakmont Capital Inc. and indirectly by Gregory Paul Hannon in his capacity as the Vice President and Director of Oakmont Capital Inc. Gregory Paul Hannon disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
Documents
Issuer
Wheeler Real Estate Investment Trust, Inc.
CIK 0001527541
Entity typeother
Related Parties
1- filerCIK 0001538186
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:02 PM ET
- Size
- 7.0 KB