Barefoot Jo Ann 4
4 · Oportun Financial Corp · Filed Mar 26, 2020
Insider Transaction Report
Form 4
Barefoot Jo Ann
Director
Transactions
- Exercise/Conversion
Common Stock
2020-03-24+2,141→ 2,141 total - Exercise/Conversion
Restricted Stock Units
2020-03-24−2,141→ 714 total→ Common Stock (2,141 underlying)
Footnotes (2)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- [F2]The restricted stock units vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first.