STROHM DAVID N 4
4 · Oportun Financial Corp · Filed Jun 8, 2020
Insider Transaction Report
Form 4
STROHM DAVID N
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-06-08−714→ 0 total→ Common Stock (714 underlying) - Exercise/Conversion
Common Stock
2020-06-08+714→ 14,346 total
Holdings
- 510,839(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- [F2]The shares are held by Mapache Investments L.P. Mr. Strohm is the General Partner of Mapache Investments, L.P. and has voting and investment control over these shares.
- [F3]The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restricted stock unit. The restricted stock units will vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement").