STROHM DAVID N 4
4 · Oportun Financial Corp · Filed Oct 2, 2020
Insider Transaction Report
Form 4
STROHM DAVID N
Director
Transactions
- Award
Common Stock
2020-09-30+1,326→ 16,835 total
Holdings
- 510,839(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer.
- [F2]The shares are held by Mapache Investments L.P. Mr. Strohm is the General Partner of Mapache Investments, L.P. and has voting and investment control over these shares.