Home/Filings/4/0001538716-20-000148
4//SEC Filing

STROHM DAVID N 4

Accession 0001538716-20-000148

CIK 0001538716other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 5:11 PM ET

Size

6.0 KB

Accession

0001538716-20-000148

Insider Transaction Report

Form 4
Period: 2020-09-30
Transactions
  • Award

    Common Stock

    2020-09-30+1,32616,835 total
Holdings
  • Common Stock

    (indirect: See footnote)
    510,839
Footnotes (2)
  • [F1]The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer.
  • [F2]The shares are held by Mapache Investments L.P. Mr. Strohm is the General Partner of Mapache Investments, L.P. and has voting and investment control over these shares.

Issuer

Oportun Financial Corp

CIK 0001538716

Entity typeother

Related Parties

1
  • filerCIK 0001182820

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 5:11 PM ET
Size
6.0 KB