STROHM DAVID N 4
4 · Oportun Financial Corp · Filed Jan 5, 2021
Insider Transaction Report
Form 4
STROHM DAVID N
Director
Transactions
- Gift
Common Stock
2020-12-14−239,679→ 271,160 total(indirect: See footnote) - Award
Common Stock
2020-12-31+807→ 17,642 total
Footnotes (3)
- [F1]This transaction involved a gift of securities by the Reporting Person to trusts for the benefit of his children and the offspring of his children. The Reporting Person is not a trustee of such trusts and has no pecuniary interest or investment discretion.
- [F2]The shares are held by Mapache Investments L.P. Mr. Strohm is the General Partner of Mapache Investments, L.P. and has voting and investment control over these shares.
- [F3]The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer.