Needham David Anthony 4
4 · Oportun Financial Corp · Filed Aug 31, 2021
Insider Transaction Report
Form 4
Needham David Anthony
Chief Product Officer
Transactions
- Exercise/Conversion
Common Stock
[F1]2021-08-30+5,871→ 51,943 total - Tax Payment
Common Stock
[F2]2021-08-30$24.86/sh−2,031$50,491→ 49,912 total - Exercise/Conversion
Restricted Stock Units
[F1][F3]2021-08-30−5,871→ 5,871 total→ Common Stock (5,871 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- [F2]No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
- [F3]The restricted stock units vest over four years from August 30,2018 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.
Signature
/s/ Kathleen Layton (Attorney-in-Fact)|2021-08-31