Needham David Anthony 4
4 · Oportun Financial Corp · Filed Mar 7, 2022
Insider Transaction Report
Form 4
Needham David Anthony
Chief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2022-03-03+4,462→ 52,041 total - Tax Payment
Common Stock
2022-03-03$15.71/sh−1,829$28,734→ 50,212 total - Exercise/Conversion
Restricted Stock Units
2022-03-03−4,462→ 4,462 total→ Common Stock (4,462 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- [F2]No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
- [F3]The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date.