4//SEC Filing
Aristei Joan 4
Accession 0001538716-22-000051
CIK 0001538716other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 6:29 PM ET
Size
9.9 KB
Accession
0001538716-22-000051
Insider Transaction Report
Form 4
Aristei Joan
GC & Chief Compliance Officer
Transactions
- Tax Payment
Common Stock
2022-03-10$13.26/sh−1,707$22,635→ 72,322 total - Tax Payment
Common Stock
2022-03-10$13.26/sh−763$10,117→ 71,559 total - Exercise/Conversion
Restricted Stock Units
2022-03-10−4,934→ 9,869 total→ Common Stock (4,934 underlying) - Exercise/Conversion
Common Stock
2022-03-10+4,934→ 74,029 total
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- [F2]No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
- [F3]1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
Documents
Issuer
Oportun Financial Corp
CIK 0001538716
Entity typeother
Related Parties
1- filerCIK 0001786293
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 6:29 PM ET
- Size
- 9.9 KB