Aristei Joan 4
4 · Oportun Financial Corp · Filed Mar 14, 2022
Insider Transaction Report
Form 4
Aristei Joan
GC & Chief Risk Officer
Transactions
- Exercise/Conversion
Common Stock
[F1]2022-03-10+4,934→ 74,029 total - Tax Payment
Common Stock
[F2]2022-03-10$13.26/sh−1,707$22,635→ 72,322 total - Tax Payment
Common Stock
[F2]2022-03-10$13.26/sh−763$10,117→ 71,559 total - Exercise/Conversion
Restricted Stock Units
[F1][F3]2022-03-10−4,934→ 9,869 total→ Common Stock (4,934 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- [F2]No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
- [F3]1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
Signature
/s/ Kathleen Layton (Attorney-in-Fact)|2022-03-14