4//SEC Filing
Aristei Joan 4
Accession 0001538716-23-000039
CIK 0001538716other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 5:33 PM ET
Size
11.3 KB
Accession
0001538716-23-000039
Insider Transaction Report
Form 4
Aristei Joan
GC & Chief Compliance Officer
Transactions
- Exercise/Conversion
Common Stock
2023-03-10+4,934→ 123,337 total - Tax Payment
Common Stock
2023-03-10$4.32/sh−2,013$8,696→ 121,324 total - Tax Payment
Common Stock
2023-03-10$4.32/sh−3,977$17,181→ 116,447 total - Exercise/Conversion
Restricted Stock Units
2023-03-10−4,934→ 4,935 total→ Common Stock (4,934 underlying) - Tax Payment
Common Stock
2023-03-10$4.32/sh−900$3,888→ 120,424 total
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- [F2]No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
- [F3]The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.
Documents
Issuer
Oportun Financial Corp
CIK 0001538716
Entity typeother
Related Parties
1- filerCIK 0001786293
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 5:33 PM ET
- Size
- 11.3 KB