Aristei Joan 4
4 · Oportun Financial Corp · Filed Mar 14, 2023
Insider Transaction Report
Form 4
Aristei Joan
GC & Chief Compliance Officer
Transactions
- Exercise/Conversion
Common Stock
2023-03-10+4,934→ 123,337 total - Tax Payment
Common Stock
2023-03-10$4.32/sh−2,013$8,696→ 121,324 total - Tax Payment
Common Stock
2023-03-10$4.32/sh−3,977$17,181→ 116,447 total - Exercise/Conversion
Restricted Stock Units
2023-03-10−4,934→ 4,935 total→ Common Stock (4,934 underlying) - Tax Payment
Common Stock
2023-03-10$4.32/sh−900$3,888→ 120,424 total
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- [F2]No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
- [F3]The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.