4//SEC Filing
Vazquez Raul 4
Accession 0001538716-24-000038
CIK 0001538716other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 6:04 PM ET
Size
13.6 KB
Accession
0001538716-24-000038
Insider Transaction Report
Form 4
Vazquez Raul
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Resricted Stock Units
2024-03-15−23,027→ 0 total→ Common Stock (23,027 underlying) - Tax Payment
Common Stock
2024-03-15$3.52/sh−8,621$30,346→ 1,149,349 total - Tax Payment
Common Stock
2024-03-15$3.52/sh−17,659$62,160→ 1,128,018 total - Exercise/Conversion
Common Stock
2024-03-15+23,027→ 1,157,970 total - Tax Payment
Common Stock
2024-03-15$3.52/sh−3,672$12,925→ 1,145,677 total - Tax Payment
Common Stock
2024-03-15$3.52/sh−20,975$73,832→ 1,107,043 total
Holdings
- 233,709(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- [F2]No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
- [F3]These shares are held in a family trust for which the Reporting Person is the Trustee.
- [F4]1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
Documents
Issuer
Oportun Financial Corp
CIK 0001538716
Entity typeother
Related Parties
1- filerCIK 0001578544
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 6:04 PM ET
- Size
- 13.6 KB