4//SEC Filing
Kirscht Patrick 4
Accession 0001538716-24-000044
CIK 0001538716other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 6:14 PM ET
Size
15.2 KB
Accession
0001538716-24-000044
Insider Transaction Report
Form 4
Kirscht Patrick
Chief Credit Officer
Transactions
- Exercise/Conversion
Common Stock
2024-03-15+9,869→ 302,248 total - Tax Payment
Common Stock
2024-03-15$3.03/sh−6,816$20,652→ 295,432 total - Tax Payment
Common Stock
2024-03-15$3.03/sh−3,023$9,160→ 292,409 total - Tax Payment
Common Stock
2024-03-15$3.03/sh−13,328$40,384→ 279,081 total - Tax Payment
Common Stock
2024-03-15$3.03/sh−10,257$31,079→ 268,824 total - Exercise/Conversion
Restricted Stock Units
2024-03-15−9,869→ 0 total→ Common Stock (9,869 underlying)
Holdings
- 2,900(indirect: By Children)
Common Stock
- 2,900(indirect: By Children)
Common Stock
Footnotes (5)
- [F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- [F2]Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.
- [F3]Weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $3.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.
- [F5]The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.
Documents
Issuer
Oportun Financial Corp
CIK 0001538716
Entity typeother
Related Parties
1- filerCIK 0001786250
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 6:14 PM ET
- Size
- 15.2 KB