NIOCORP DEVELOPMENTS LTD·4

Sep 17, 4:31 PM ET

Wightman Anna Castner 4

4 · NIOCORP DEVELOPMENTS LTD · Filed Sep 17, 2021

Insider Transaction Report

Form 4
Period: 2021-09-16
Transactions
  • Exercise/Conversion

    Common Shares

    2021-09-16$0.74/sh+500,000$371,500502,000 total
  • Tax Payment

    Common Shares

    2021-09-16$0.88/sh423,424$371,51278,576 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-09-16500,0000 total
    Exercise: $0.74Exp: 2021-09-23Common Shares (500,000 underlying)
Holdings
  • Common Shares

    (indirect: By Spouse)
    1,000
  • Common Shares

    (indirect: By Children)
    500
  • Common Shares

    (indirect: By Children)
    500
Footnotes (3)
  • [F1]Option exercise price reflected was converted from Canadian exercise price of C$0.94 using an exchange rate of C$1.2651 = US$1.00 as reported by the Bank of Canada on September 15, 2021.
  • [F2]Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on September 15, 2021 of C$1.11, which was converted using an exchange rate of C$1.2651 = US$1.00 as reported by the Bank of Canada on September 15, 2021.
  • [F3]The option, representing a right to purchase a total of 500,000 Common Shares, became exercisable as follows: 50% on issuance date of July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017.

Documents

1 file
  • 4
    ownership.xmlPrimary