4//SEC Filing
Shah Neal S. 4
Accession 0001539497-23-001967
CIK 0001512228other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:30 PM ET
Size
9.2 KB
Accession
0001539497-23-001967
Insider Transaction Report
Form 4
Shah Neal S.
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Shares
2023-11-15$3.93/sh+35,000$137,704→ 90,000 total - Tax Payment
Common Shares
2023-11-15$4.09/sh−33,690$137,705→ 56,310 total - Exercise/Conversion
Employee Stock Option (right to buy)
2023-11-15−35,000→ 0 totalExercise: $3.93Exp: 2023-11-15→ Common Shares (35,000 underlying)
Footnotes (3)
- [F1]Option exercise price reflected was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023.
- [F2]Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 14, 2023 of C$5.61, which was converted using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023.
- [F3]The option, representing a right to purchase a total of 35,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and the remaining balance on May 15, 2020.
Documents
Issuer
NIOCORP DEVELOPMENTS LTD
CIK 0001512228
Entity typeother
Related Parties
1- filerCIK 0001688494
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:30 PM ET
- Size
- 9.2 KB