$NUWE·4

Sunshine Heart, Inc. · Aug 5, 5:08 PM ET

Sunshine Heart, Inc. 4

4 · Sunshine Heart, Inc. · Filed Aug 5, 2014

Insider Transaction Report

Form 4
Period: 2014-08-01
Kridner Debra
VP Clinical Research
Transactions
  • Award

    Common Stock

    2014-08-01+19,80032,584 total
  • Award

    Incentive Stock Options (right to buy)

    2014-08-01$4.95/sh+29,700$147,01529,700 total
    Exercise: $4.95Exp: 2024-08-01common stock (29,700 underlying)
Holdings
  • Common Stock

    12,784
Footnotes (2)
  • [F1]Consists of restricted stock unit awards, the shares underlying which will vest in 12 equal consecutive monthly increments, so that all of the shares will be vested on the one-year anniversary of the date of grant.
  • [F2]On August 1, 2014, the reporting person was granted 29,700 common stock options. The options will vest as follows: 25% of the shares will vest on August 1, 2015 and the remaining shares will vest in 36 equal consecutive increments so that all of the shares will be vested on the four-year anniversary of the date of grant.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT