4//SEC Filing
Sunshine Heart, Inc. 4
Accession 0001540224-14-000003
$NUWECIK 0001506492operating
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 4:37 PM ET
Size
11.2 KB
Accession
0001540224-14-000003
Insider Transaction Report
Form 4
Peters William S
DirectorChief Technical Officer
Transactions
- Award
Common Stock
2014-08-01+24,716→ 37,367 total - Award
Incentive Stock Options (right to buy)
2014-08-01$4.95/sh+37,073$183,511→ 37,073 totalExercise: $4.95Exp: 2024-08-01→ Common Stock (37,073 underlying)
Holdings
- 53(indirect: by Son - I)
Common Stock
- 35(indirect: by Son - II)
Common Stock
- 7,250(indirect: By Trust)
Common Stock
- 21,384(indirect: By Trust)
Common Stock
- 35(indirect: by Daughter)
Common Stock
- 12,651
Common Stock
Footnotes (2)
- [F1]Consists of restricted stock unit awards, the shares underlying which will vest in 12 equal consecutive monthly increments, so that all of the shares will be vested on the one-year anniversary of the date of grant.
- [F2]On August 1, 2014, the reporting person was granted 37,073 common stock options. The options will vest as follows: 25% of the shares will vest on August 1, 2015 and the remaining shares will vest in 36 equal consecutive increments so that all of the shares will be vested on the four-year anniversary of the date of grant.
Documents
Issuer
Sunshine Heart, Inc.
CIK 0001506492
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001506492
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 4:37 PM ET
- Size
- 11.2 KB