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4//SEC Filing

IES Holdings, Inc. 4

Accession 0001540463-16-000003

$IESCCIK 0001048268operating

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 8:03 PM ET

Size

9.4 KB

Accession

0001540463-16-000003

Insider Transaction Report

Form 4
Period: 2016-12-13
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2016-12-1313,0000 total
    Exercise: $5.76From: 2015-05-01Exp: 2023-05-01Common Stock (13,000 underlying)
  • Exercise/Conversion

    Common Stock

    2016-12-13$5.76/sh+13,000$74,88097,604 total
  • Sale

    Common Stock

    2016-12-13$22.03/sh13,000$286,39084,604 total
Footnotes (4)
  • [F1]Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016).
  • [F2]The price reported in Column 4 is a weighted price for shares sold in multiple transactions at prices ranging from $21.55 to $22.95 inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  • [F3]The date indicated is the vesting date for the stock options.
  • [F4]The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016).

Issuer

IES Holdings, Inc.

CIK 0001048268

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001048268

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 8:03 PM ET
Size
9.4 KB