Low-Beer Anthony 4
4 · ENOVA SYSTEMS INC · Filed Nov 14, 2012
Insider Transaction Report
Form 4
Low-Beer Anthony
10% Owner
Transactions
- Sale
Common stock
2012-11-12$0.01/sh−1,500,000$9,000→ 6,838,000 total(indirect: By managed accounts)
Holdings
- 1,000,000(indirect: By LLC)
Common stock
- 2,000,000
Common stock
- 2,000,000
Warrants
Exercise: $0.22From: 2011-12-30Exp: 2016-12-30→ Common stock (2,000,000 underlying) - 1,000,000(indirect: By LLC)
Warrants
Exercise: $0.22From: 2011-12-30Exp: 2016-12-30→ Common stock (1,000,000 underlying) - 8,250,000(indirect: By managed accounts)
Warrants
Exercise: $0.22From: 2011-12-30Exp: 2016-12-30→ Common stock (8,250,000 underlying)
Footnotes (2)
- [F1]These securities are held by managed accounts, over which the reporting person holds discretionary trading authority and, as a result, may be deemed to be a beneficial owner of these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest thereof.
- [F2]The reporting person is the sole beneficial owner of ALB Private Investments, LLC. Mr. Francis A. Mlynarczyk, Jr. is the Manager of ALB Investments, LLC and holds sole voting and investment discretion with respect to the shares owned by ALB Private Investments, LLC.