5//SEC Filing
Keltner Thomas N. 5
Accession 0001541401-22-000002
CIK 0001541401other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:09 PM ET
Size
19.9 KB
Accession
0001541401-22-000002
Insider Transaction Report
Form 5
Keltner Thomas N.
See Remarks
Transactions
- Gift
Operating Partnership Units
2021-08-31−2,000→ 228,627 total(indirect: See footnote)→ Class A Common Stock (2,000 underlying) - Gift
Operating Partnership Units
2021-08-31−2,000→ 222,627 total(indirect: See footnote)→ Class A Common Stock (2,000 underlying) - Gift
Operating Partnership Units
2021-08-31−2,000→ 226,627 total(indirect: See footnote)→ Class A Common Stock (2,000 underlying) - Gift
Operating Partnership Units
2021-08-31−2,000→ 224,627 total(indirect: See footnote)→ Class A Common Stock (2,000 underlying) - Gift
Operating Partnership Units
2021-08-31−2,500→ 220,127 total(indirect: See footnote)→ Class A Common Stock (2,500 underlying)
Holdings
- 162,162(indirect: See footnote)
Operating Partnership Units
→ Class A Common Stock (162,162 underlying) - 165,000(indirect: See footnote)
Operating Partnership Units
→ Class A Common Stock (165,000 underlying) - 163,717(indirect: See footnote)
Operating Partnership Units
→ Class A Common Stock (163,717 underlying)
Footnotes (6)
- [F1]Represents units of limited partnership interest ("Operating Partnership Units") of Empire State Realty OP, L.P., of which Empire State Realty Trust, Inc. (the "Issuer") is the sole general partner. Operating Partnership Units are redeemable by the holder for shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis or the cash value of such shares of Class A Common Stock, at the Issuer's option. The right to redeem Operating Partnership Units does not have an expiration date.
- [F2]Gift of Operating Partnership Units to daughters and grandchildren, who do not share the reporting person's household.
- [F3]Held by the Thomas N. Keltner, Jr. Revocable Trust dated February 23, 2008, for which the reporting person is trustee.
- [F4]Held by the Paula S. Keltner Revocable Trust dated March 1, 2008, for which the reporting person's wife is the trustee.
- [F5]Held by the Thomas N. Keltner, Jr. Family Trust, for which the reporting person's wife and sister are the trustees.
- [F6]Held by the Paula S. Keltner Family Trust, for which the reporting person's wife is the trustee.
Documents
Issuer
Empire State Realty Trust, Inc.
CIK 0001541401
Entity typeother
Related Parties
1- filerCIK 0001587458
Filing Metadata
- Form type
- 5
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 4:09 PM ET
- Size
- 19.9 KB