Lim James C 4

4 · BECTON DICKINSON & CO · Filed Aug 12, 2019

Form 4

Period: 2019-08-09

Senior Vice President

Transactions

Exercise/Conversion
Common Stock
2019-08-09$72.12/sh+8,402$605,952→ 25,595 total
Sale
Common Stock
2019-08-09$253.31/sh−6,009$1,522,140→ 17,193 total
Exercise/Conversion
Common Stock
2019-08-09$76.18/sh+22,709$1,729,972→ 39,902 total
Sale
Common Stock
2019-08-09$253.31/sh−15,879$4,022,309→ 17,193 total
Disposition to Issuer
Common Stock
2019-08-09$253.31/sh−864$218,860→ 19,184 total
Exercise/Conversion
Stock Appreciation Rights
2019-08-09−8,402→ 0 total
Exercise: $72.12From: 2012-11-22Exp: 2021-11-22→ Common Stock (8,402 underlying)
Exercise/Conversion
Stock Appreciation Rights
2019-08-09−2,855→ 0 total
Exercise: $76.64From: 2011-11-23Exp: 2020-11-23→ Common Stock (2,855 underlying)
Exercise/Conversion
Stock Appreciation Rights
2019-08-09−22,709→ 0 total
Exercise: $76.18From: 2013-11-20Exp: 2022-11-20→ Common Stock (22,709 underlying)
Exercise/Conversion
Common Stock
2019-08-09$76.64/sh+2,855$218,807→ 20,048 total
Sale
Common Stock
2019-08-09$253.31/sh−1,991$504,340→ 17,193 total
Disposition to Issuer
Common Stock
2019-08-09$253.31/sh−2,393$606,171→ 23,202 total
Disposition to Issuer
Common Stock
2019-08-09$253.31/sh−6,830$1,730,107→ 33,072 total

Holdings

Footnotes (5)

[F1]The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
[F2]Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of June 1, 2019.
[F3]The stock appreciation rights vest in four annual installments beginning November 23, 2011.
[F4]The stock appreciation rights vest in four annual installments beginning November 22, 2012.
[F5]The stock appreciation rights vest in four annual installments beginning November 20, 2013.

Documents

1 file