4//SEC Filing
General Finance CORP 4
Accession 0001544220-13-000003
CIK 0001342287operating
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 8:37 PM ET
Size
28.7 KB
Accession
0001544220-13-000003
Insider Transaction Report
Form 4
Dunmyer James P
VP of Finance of Pac-Van, Inc.
Transactions
- Award
Stock Option (Right to Buy)
2011-06-23+8,000→ 54,000 totalExercise: $3.00From: 2014-09-30Exp: 2021-06-23→ Common Stock (8,000 underlying) - Award
Common Stock
2013-06-07+4,500→ 16,728 total - Award
Stock Option (Right to Buy)
2008-10-01+28,000→ 28,000 totalExercise: $6.40From: 2009-10-01Exp: 2019-10-01→ Common Stock (28,000 underlying) - Award
Stock Option (Right to Buy)
2010-01-26+10,000→ 38,000 totalExercise: $1.28From: 2011-06-30Exp: 2020-01-26→ Common Stock (10,000 underlying) - Award
Stock Option (Right to Buy)
2010-09-15+8,000→ 46,000 totalExercise: $1.06From: 2014-06-30Exp: 2020-09-15→ Common Stock (8,000 underlying) - Award
Stock Option (Right to Buy)
2012-06-07+8,000→ 62,000 totalExercise: $3.15From: 2015-09-30Exp: 2022-06-07→ Common Stock (8,000 underlying) - Award
Stock Option (Right to Buy)
2013-06-07+6,000→ 68,000 totalExercise: $4.43From: 2014-06-07Exp: 2023-06-07→ Common Stock (6,000 underlying)
Footnotes (7)
- [F1]The restricted stock vests in two equal installments based upon (a) the attainment of financial goals on each of the first two anniversaries of the date of grant and (b) the reporting person being employed by the issuer on the third anniversary of the date of grant.
- [F2]Of the total 28,000 stock options (a) 11,200 stock options will vest in five equal installments beginning on October 1, 2009, provided that the employee is employed as of each such anniversary and (b) 3,360 stock options will be eligible for vesting upon the attainment of performance criteria on the first anniversary of the date audited financial statements are approved by the audit committee for fiscal year 2009, with 3,360 stock options eligible for vesting on each of the four succeeding fiscal years on the first anniversary of the date audited financial statements are approved by the audit committee for applicable fiscal year.
- [F3]Stock option vests on the following date if (a)General Finance Corporation, without consolidation of Pac-Van and Royal Wolf, incurs no more than $2.288 million of expenses for the fiscal year ended June 30, 2012, and (b) if General Finance Corporation and its subsidiaries remain throughout fiscal year 2010 in compliance with the covenants governing all of their indebtedness: the first anniversary of the date that the Audit Committee approves the consolidated financial statements of General Finance Corporation for the fiscal year ended June 30, 2010.
- [F4]See attached document "rider.txt" for explanation of Footnote 4.
- [F5]See attached document "rider2.txt" for explanation of Footnote 5.
- [F6]See attached document "rider3.txt" for explanation of Footnote 6.
- [F7]Stock option vests in three equal annual installments on each of the first three anniversaries of the grant date if three months after the third anniversary the employee is still employed by the Company or its affiliate. Vesting of the award will cease if employee ceases to be employed by the Company or its affiliate on or prior to any of the three anniversary dates (subject to any employment agreement between employee and the Company).
Issuer
General Finance CORP
CIK 0001342287
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001342287
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 8:37 PM ET
- Size
- 28.7 KB