Once Upon a Farm, PBC·4

May 6, 6:20 AM ET

Waldman Lawrence Steven 4

4 · Once Upon a Farm, PBC · Filed May 6, 2026

Research Summary

AI-generated summary of this filing

Updated

Once Upon a Farm CFO Lawrence Waldman Receives Award

What Happened

  • Lawrence (Lawrence Steven) Waldman, President and Chief Financial Officer of Once Upon a Farm, PBC (OFRM), was granted 68,027 restricted stock units (RSUs) on 2026-05-05. The award was recorded at $0.00 per share (no cash paid at grant).
  • The RSUs vest in full on the second anniversary of the grant date (2028-05-05), subject to the reporting person’s continued service with the company.

Key Details

  • Transaction type/code: Award/Grant (A).
  • Transaction date: 2026-05-05; Form 4 filed 2026-05-06 (filed promptly the next day).
  • Shares granted: 68,027 RSUs; grant price reported as $0.00 (typical for RSU awards).
  • Vesting: 100% vesting on the second anniversary (per footnote).
  • Shares owned after transaction: Not specified in the provided filing details.
  • No indication of a 10b5-1 plan, tax withholding, or sale associated with this grant in the filing.

Context

  • RSUs are a form of compensation that convert to shares only after vesting; this grant does not represent an immediate purchase or sale of stock and does not change market float until vested and settled.
  • Because vesting is contingent on continued service through the vesting date, this is typically a retention and compensation mechanism rather than an immediate signal of insider buying or selling.

Insider Transaction Report

Form 4
Period: 2026-05-05
Transactions
  • Award

    Common Stock

    [F1]
    2026-05-05+68,027102,882 total
Footnotes (1)
  • [F1]Represents grant of restricted stock units, which vest in full on the second anniversary of the grant date, subject to the reporting person's continued service with the issuer through such date.
Signature
/s/ Genevieve Kelly, as Attorney-in-Fact|2026-05-06

Documents

1 file
  • 4
    ownership.xmlPrimary

    4