4Filed Sep 15, 8:00 PM ET
Once Upon a Farm (OFRM) President & CFO Waldman Sells Shares
$OFRM · Once Upon a Farm, PBCResearch Summary
AI-generated summary of this SEC filing
Once Upon a Farm (OFRM) President & CFO Waldman Sells Shares
What Happened
- Waldman Lawrence Steven (President and Chief Financial Officer) sold 1,102 shares of Once Upon a Farm common stock in an open-market/private sale at $16.98 per share, generating proceeds of $18,712. The filing notes the shares were sold to cover tax withholding obligations related to the vesting of restricted stock units (RSUs). This was a sale (often routine for tax withholding), not a purchase.
Key Details
- Transaction date: 2026-09-14
- Filing date (Form 4): 2026-09-16 (timely filing)
- Price per share: $16.98; Total value: $18,712
- Transaction code: S (Sale)
- Footnote: F1 — shares sold to cover tax withholding on RSU vesting
- Shares owned after the transaction: not specified in the provided excerpt
Context
- The sale was a sell-to-cover transaction to satisfy tax withholding tied to vested RSUs. Such transactions are common and typically reflect tax obligations rather than a change in the insider’s view of the company.