Duffin-Maxwell Kelly 4
4 · DEAN FOODS CO · Filed May 23, 2012
Insider Transaction Report
Form 4
Duffin-Maxwell Kelly
EVP, Research and Development
Transactions
- Exercise/Conversion
Common Stock
2012-05-21+5,278→ 36,076 total - Tax Payment
Common Stock
2012-05-21$14.31/sh−1,642$23,497→ 34,434 total - Exercise/Conversion
Restricted Stock Units (DU004353)
2012-05-21−2,639→ 2,639 totalExercise: $0.00From: 2009-05-21Exp: 2018-05-21→ Common Stock (2,639 underlying) - Exercise/Conversion
Restricted Stock Units (DU004354)
2012-05-21−2,639→ 2,639 totalExercise: $0.00From: 2009-05-21Exp: 2018-05-21→ Common Stock (2,639 underlying)
Footnotes (2)
- [F1]The reporting person received a total of 5,278 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 1,642 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 3,636 net shares of Common Stock.
- [F2]The reporting person has received an award of restricted stock units which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a five year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions.