5//SEC Filing
HECKMANN RICHARD J 5
Accession 0001547213-13-000001
CIK 0001403853other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 12:25 PM ET
Size
15.8 KB
Accession
0001547213-13-000001
Insider Transaction Report
Form 5
HECKMANN RICHARD J
DirectorCHAIRMAN & CEO10% Owner
Transactions
- Gift
Common Stock, par value $0.001
2012-12-31−300,000→ 11,754,736 total(indirect: See footnote) - Gift
Common Stock, par value $0.001
2012-11-21+29,850→ 211,350 total - Gift
Common Stock, par value $0.001
2012-12-21−15,000→ 196,350 total - Gift
Common Stock, par value $0.001
2012-12-21−2,000→ 194,350 total - Gift
Common Stock, par value $0.001
2012-12-21−4,000→ 190,350 total - Gift
Common Stock, par value $0.001
2012-12-21−25,000→ 165,350 total
Holdings
- 4,500(indirect: See footnote)
Common Stock, par value $0.001
- 4,500(indirect: See footnote (8))
Common Stock, par value $0.001
Footnotes (8)
- [F1]All shares are directly owned by Heckmann Acquisition, LLC, of which Heckmann Enterprises, Inc. is the sole member. The Reporting Person is the sole shareholder of Heckmann Enterprises, Inc. The Reporting Person disclaims any benficial ownership of the shares of the Issuer owned by Heckmann Acquisition, LLC except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F2]Gift by Reporting Person to his adult child not living in his household.
- [F3]These shares were Gift to Reporting Person by Wendy Hope Heckmann, wife of the Reporting Person and sharing the Reporting Person's household. 29,000 of these shares were previously disclosed, most recently on a Form 4 dated February 21, 2012, as indirectly held by the Reporting Person and held of record by Wendy Hope Heckmann, the Reporting Person's spouse, of which shares, the Reporting Person previously disclaimed beneficial ownership.
- [F4]Gift by Reporting Person to his adult children not living in his household.
- [F5]Gift by Reporting Person to adults not residing with the Reporting Person.
- [F6]Gift by Reporting Person to custodian of trusts, which trusts are for the benefit of children who reside with the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held by these trusts.
- [F7]Gift by Reporting Person to Wendy Hope Heckmann, as trustee for Wendy Hope Heckmann Trust. The Reporting Person disclaims beneficial ownership of the shares held by this trust.
- [F8]Shares held of record by children who reside with the Reporting Person.
Documents
Issuer
Heckmann Corp
CIK 0001403853
Entity typeother
Related Parties
1- filerCIK 0000904781
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 12:25 PM ET
- Size
- 15.8 KB