OZANNE JAMES 4
4 · NMI Holdings, Inc. · Filed Aug 8, 2018
Insider Transaction Report
Form 4
OZANNE JAMES
Director
Transactions
- Sale
Class A Common Shares, $0.01 par value per share
2018-08-06$20.99/sh−25,000$524,858→ 74,629 total
Holdings
- 35,000(indirect: By LLC)
Class A Common Shares, $0.01 par value per share
Footnotes (3)
- [F1]The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $20.9943. The range of sale prices on the transaction date was $20.95 to $21.05. The reporting person undertakes to provide,upon request, by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each price.
- [F2]Represents 69,706 class A common shares and 4,923 unvested restricted stock units.
- [F3]The common stock is held by Greenrange Partners LLC, a venture capital investment company, for which the reporting person serves as principal. As a principal, the reporting person may be deemed to beneficially own the shares of stock held by Greenrange Partners, LLC.