OZANNE JAMES 4
4 · NMI Holdings, Inc. · Filed Feb 20, 2019
Insider Transaction Report
Form 4
OZANNE JAMES
Director
Transactions
- Exercise/Conversion
Class A Common Shares, $0.01 par value per share
2019-02-15$10.00/sh+37,000$370,000→ 111,629 total - Sale
Class A Common Shares, $0.01 par value per share
2019-02-15$23.78/sh−16,297$387,523→ 95,332 total - Exercise/Conversion
Stock Option (right to buy)
2019-02-15−37,000→ 38,265 totalExercise: $10.00Exp: 2022-04-24→ Class A Common Shares, $0.01 par value per share (37,000 underlying)
Holdings
- 35,000(indirect: By LLC)
Class A Common Shares, $0.01 par value per share
Footnotes (3)
- [F1]The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.7788. The range of prices on the transaction date was $23.761 to $23.80. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each price.
- [F2]Represents 90,409 class A common shares and 4,923 unvested restricted stock units.
- [F3]The option vested in full on April 24, 2015.