OZANNE JAMES 4
4 · NMI Holdings, Inc. · Filed Nov 12, 2020
Insider Transaction Report
Form 4
OZANNE JAMES
Director
Transactions
- Exercise/Conversion
Class A Common Shares, $0.01 par value per share
2020-11-10$10.00/sh+38,625$386,250→ 115,326 total - Sale
Class A Common Shares, $0.01 par value per share
2020-11-10$23.10/sh−28,335$654,402→ 86,991 total - Exercise/Conversion
Stock Option (right to buy)
2020-11-10−38,625→ 0 totalExercise: $10.00Exp: 2022-04-24→ Class A Common Shares, $0.01 par value per share (38,625 underlying)
Holdings
- 5,000(indirect: By LLC)
Class A Common Shares, $0.01 par value per share
Footnotes (3)
- [F1]The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.0952. The range of sale prices was $22.88 to $23.32. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
- [F2]Represents 77,976 class A common shares and 9,015 unvested restricted stock units.
- [F3]The option vested in full on April 24, 2015.