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|4Nov 13, 11:55 AM ET

Wall Richard Stephen 4

4 · CASTLE GROUP INC · Filed Nov 13, 2017

Insider Transaction Report

Form 4
Period: 2017-11-09
CASTLE GROUP INCCAGU
Wall Richard Stephen
DirectorCEO and Chairman of the Board10% Owner
Transactions
  • Award

    Warrant

    2017-11-09+500,000→ 1,050,000 total
    Exercise: $7.00From: 2017-11-09Exp: 2024-10-31→ Common Stock (500,000 underlying)
  • Award

    Warrant

    2017-11-09+500,000→ 1,550,000 total
    Exercise: $10.00From: 2017-11-09Exp: 2027-10-31→ Common Stock (500,000 underlying)
  • Award

    Warrant

    2014-05-28+50,000→ 50,000 total
    Exercise: $1.00From: 2014-05-28Exp: 2019-05-27→ Common Stock (50,000 underlying)
  • Award

    Warrant

    2017-11-09+500,000→ 550,000 total
    Exercise: $5.00From: 2017-11-09Exp: 2022-10-31→ Common Stock (500,000 underlying)
Holdings

  • Common Stock

    2,409,833

  • Common Stock

    (indirect: Siblings)
    18,941

  • Common Stock

    (indirect: By HBII Mgt Inc.)
    310,000

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT