Presidio Management Group IX, L.L.C. 4
4 · INTERMOLECULAR INC · Filed Nov 13, 2018
Insider Transaction Report
Form 4
Presidio Management Group IX, L.L.C.
10% Owner
Transactions
- Other
Common Stock, $0.001 per share
2018-11-08−856,155→ 0 total - Other
Common Stock, $0.001 per share
2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young) - Sale
Common Stock, $0.001 per share
2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz) - Other
Common Stock, $0.001 per share
2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle) - Other
Common Stock, $0.001 per share
2018-11-08+856,155→ 856,155 total - Sale
Common Stock, $0.001 per share
2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz) - Other
Common Stock, $0.001 per share
2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci) - Other
Common Stock, $0.001 per share
2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root) - Other
Common Stock, $0.001 per share
2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX) - Other
Common Stock, $0.001 per share
2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz) - Other
Common Stock, $0.001 per share
2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey)
Footnotes (3)
- [F1]Represents a pro-rata, in-kind distribution by U.S. Venture Partners IX, L.P. ("USVP IX"), without additional consideration, to its partners.
- [F2]This report is one of two reports each on a separate Form 4; however, these forms are related to the same transaction being filed by the reporting persons. The shares are held of record by USVP IX. Presidio Management Group IX, LLC ("PMG IX") is the general partner of USVP IX and may be deemed to have sole voting and dispositive power over the shares held by USVP IX. Irwin Federman, a director of the Issuer, and each of Steven M. Krausz, David E. Liddle, Paul A. Matteucci, Jonathan D. Root, Casey Tansey, and Philip M. Young, are managing members of PMG IX, and may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.95 to $.96, inclusive for sales made on November 12, 2018. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.