Presidio Management Group IX, L.L.C. 4
4 · INTERMOLECULAR INC · Filed Nov 13, 2018
Insider Transaction Report
Form 4Exit
Presidio Management Group IX, L.L.C.
10% Owner
Transactions
- Other
Common Stock, $0.001 per share
[F1][F2]2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX) - Other
Common Stock, $0.001 per share
[F1]2018-11-08+856,155→ 856,155 total - Other
Common Stock, $0.001 per share
[F1]2018-11-08−856,155→ 0 total - Other
Common Stock, $0.001 per share
[F1][F2]2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz) - Sale
Common Stock, $0.001 per share
[F3][F2]2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz) - Sale
Common Stock, $0.001 per share
[F2]2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz) - Other
Common Stock, $0.001 per share
[F1][F2]2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle) - Other
Common Stock, $0.001 per share
[F1][F2]2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci) - Other
Common Stock, $0.001 per share
[F1][F2]2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root) - Other
Common Stock, $0.001 per share
[F1][F2]2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey) - Other
Common Stock, $0.001 per share
[F1][F2]2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young)
Footnotes (3)
- [F1]Represents a pro-rata, in-kind distribution by U.S. Venture Partners IX, L.P. ("USVP IX"), without additional consideration, to its partners.
- [F2]This report is one of two reports each on a separate Form 4; however, these forms are related to the same transaction being filed by the reporting persons. The shares are held of record by USVP IX. Presidio Management Group IX, LLC ("PMG IX") is the general partner of USVP IX and may be deemed to have sole voting and dispositive power over the shares held by USVP IX. Irwin Federman, a director of the Issuer, and each of Steven M. Krausz, David E. Liddle, Paul A. Matteucci, Jonathan D. Root, Casey Tansey, and Philip M. Young, are managing members of PMG IX, and may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.95 to $.96, inclusive for sales made on November 12, 2018. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Signature
Dale Holladay - Attorney in Fact for each reporting person|2018-11-13