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4//SEC Filing

Presidio Management Group IX, L.L.C. 4

Accession 0001548538-18-000004

CIK 0001311241other
View on SEC.govCompany Profile

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 5:18 PM ET

Size

30.5 KB

Accession

0001548538-18-000004

Insider Transaction Report

Form 4
Period: 2018-11-08
INTERMOLECULAR INCIMI
Presidio Management Group IX, L.L.C.
10% Owner
Transactions
  • Other

    Common Stock, $0.001 per share

    2018-11-08−856,155→ 0 total
  • Other

    Common Stock, $0.001 per share

    2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young)
  • Sale

    Common Stock, $0.001 per share

    2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+856,155→ 856,155 total
  • Sale

    Common Stock, $0.001 per share

    2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root)
  • Other

    Common Stock, $0.001 per share

    2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey)
U S Venture Partners IX L P
10% Owner
Transactions
  • Other

    Common Stock, $0.001 per share

    2018-11-08−856,155→ 0 total
  • Sale

    Common Stock, $0.001 per share

    2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz)
  • Sale

    Common Stock, $0.001 per share

    2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young)
  • Other

    Common Stock, $0.001 per share

    2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+856,155→ 856,155 total
  • Other

    Common Stock, $0.001 per share

    2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey)
LIDDLE DAVID E
10% Owner
Transactions
  • Other

    Common Stock, $0.001 per share

    2018-11-08+856,155→ 856,155 total
  • Other

    Common Stock, $0.001 per share

    2018-11-08−856,155→ 0 total
  • Sale

    Common Stock, $0.001 per share

    2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root)
  • Other

    Common Stock, $0.001 per share

    2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle)
  • Sale

    Common Stock, $0.001 per share

    2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey)
Matteucci Paul A
10% Owner
Transactions
  • Other

    Common Stock, $0.001 per share

    2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young)
  • Other

    Common Stock, $0.001 per share

    2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX)
  • Other

    Common Stock, $0.001 per share

    2018-11-08−856,155→ 0 total
  • Other

    Common Stock, $0.001 per share

    2018-11-08+856,155→ 856,155 total
  • Sale

    Common Stock, $0.001 per share

    2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz)
  • Sale

    Common Stock, $0.001 per share

    2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz)
ROOT JONATHAN D
10% Owner
Transactions
  • Other

    Common Stock, $0.001 per share

    2018-11-08+856,155→ 856,155 total
  • Other

    Common Stock, $0.001 per share

    2018-11-08−856,155→ 0 total
  • Sale

    Common Stock, $0.001 per share

    2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle)
  • Other

    Common Stock, $0.001 per share

    2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz)
  • Sale

    Common Stock, $0.001 per share

    2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci)
KRAUSZ STEVEN M
10% Owner
Transactions
  • Other

    Common Stock, $0.001 per share

    2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX)
  • Other

    Common Stock, $0.001 per share

    2018-11-08−856,155→ 0 total
  • Sale

    Common Stock, $0.001 per share

    2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+856,155→ 856,155 total
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root)
  • Sale

    Common Stock, $0.001 per share

    2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young)
Tansey Casey M
10% Owner
Transactions
  • Other

    Common Stock, $0.001 per share

    2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz)
  • Sale

    Common Stock, $0.001 per share

    2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey)
  • Other

    Common Stock, $0.001 per share

    2018-11-08−856,155→ 0 total
  • Other

    Common Stock, $0.001 per share

    2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+856,155→ 856,155 total
  • Sale

    Common Stock, $0.001 per share

    2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci)
YOUNG PHILIP M
10% Owner
Transactions
  • Other

    Common Stock, $0.001 per share

    2018-11-08−856,155→ 0 total
  • Other

    Common Stock, $0.001 per share

    2018-11-08−4,280,779→ 0 total(indirect: Directly owned by USVP IX)
  • Sale

    Common Stock, $0.001 per share

    2018-11-12$0.96/sh−2,100$2,007→ 99,993 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+69,609→ 69,609 total(indirect: Directly owned by David Liddle)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,336→ 60,336 total(indirect: Directly owned by Casey Tansey)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+102,093→ 102,093 total(indirect: Directly owned by Steven Krausz)
  • Sale

    Common Stock, $0.001 per share

    2018-11-13$0.95/sh−2,400$2,280→ 97,593 total(indirect: Directly owned by Steven Krausz)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+60,408→ 60,408 total(indirect: Directly owned by Paul Matteucci)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+85,851→ 85,851 total(indirect: Directly owned by Jonathan Root)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+82,370→ 82,370 total(indirect: Directly owned by Philip Young)
  • Other

    Common Stock, $0.001 per share

    2018-11-08+856,155→ 856,155 total
Footnotes (3)
  • [F1]Represents a pro-rata, in-kind distribution by U.S. Venture Partners IX, L.P. ("USVP IX"), without additional consideration, to its partners.
  • [F2]This report is one of two reports each on a separate Form 4; however, these forms are related to the same transaction being filed by the reporting persons. The shares are held of record by USVP IX. Presidio Management Group IX, LLC ("PMG IX") is the general partner of USVP IX and may be deemed to have sole voting and dispositive power over the shares held by USVP IX. Irwin Federman, a director of the Issuer, and each of Steven M. Krausz, David E. Liddle, Paul A. Matteucci, Jonathan D. Root, Casey Tansey, and Philip M. Young, are managing members of PMG IX, and may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.95 to $.96, inclusive for sales made on November 12, 2018. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Documents

1 file

Issuer

INTERMOLECULAR INC

CIK 0001311241

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001527715

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 5:18 PM ET
Size
30.5 KB
View on SEC.gov