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BLACK WINSTON L III 4

Accession 0001550168-22-000001

CIK 0001089907other

View on SEC.gov Company Profile

Filed

Sep 6, 8:00 PM ET

Accepted

Sep 7, 5:25 PM ET

Size

12.0 KB

Accession

0001550168-22-000001

Insider Transaction Report

Form 4

Period: 2022-08-31

SWK Holdings CorpSWKH

BLACK WINSTON L III

Managing Director

Transactions

Exercise/Conversion
Common Stock
2022-08-31$12.50/sh+75,000$937,500→ 201,663 total
Exercise/Conversion
Common Stock
2022-08-31$13.70/sh+50,000$685,000→ 126,663 total
Exercise/Conversion
Employee Stock Option (right to buy)
2022-08-31−75,000→ 0 total
Exercise: $12.50From: 2022-01-01Exp: 2022-12-31→ Common Stock (75,000 underlying)
Tax Payment
Common Stock
2022-08-31$17.48/sh−101,926$1,781,666→ 99,737 total
Exercise/Conversion
Employee Stock Option (right to buy)
2022-08-31−50,000→ 0 total
Exercise: $13.70From: 2019-01-01Exp: 2022-12-31→ Common Stock (50,000 underlying)

Footnotes (1)

[F1]Shares withheld for exercise price and taxes upon the exercise of stock options.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SWK Holdings Corp

CIK 0001089907

Entity typeother

Related Parties

1

filerCIK 0001550168

Filing Metadata

Form type: 4
Filed: Sep 6, 8:00 PM ET
Accepted: Sep 7, 5:25 PM ET
Size: 12.0 KB

View on SEC.gov