BLACK WINSTON L III 4
4 · SWK Holdings Corp · Filed Sep 7, 2022
Insider Transaction Report
Form 4
BLACK WINSTON L III
Managing Director
Transactions
- Exercise/Conversion
Common Stock
2022-08-31$12.50/sh+75,000$937,500→ 201,663 total - Exercise/Conversion
Common Stock
2022-08-31$13.70/sh+50,000$685,000→ 126,663 total - Exercise/Conversion
Employee Stock Option (right to buy)
2022-08-31−75,000→ 0 totalExercise: $12.50From: 2022-01-01Exp: 2022-12-31→ Common Stock (75,000 underlying) - Tax Payment
Common Stock
2022-08-31$17.48/sh−101,926$1,781,666→ 99,737 total - Exercise/Conversion
Employee Stock Option (right to buy)
2022-08-31−50,000→ 0 totalExercise: $13.70From: 2019-01-01Exp: 2022-12-31→ Common Stock (50,000 underlying)
Footnotes (1)
- [F1]Shares withheld for exercise price and taxes upon the exercise of stock options.