Leach Harold Jr 4
4 · Performant Financial Corp · Filed May 14, 2019
Insider Transaction Report
Form 4
Leach Harold Jr
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock, par value $0.0001 per share
2019-05-10+15,000→ 435,779 total - Tax Payment
Common Stock, par value $0.0001 per share
2019-05-10$1.74/sh−5,052$8,790→ 430,727 total - Exercise/Conversion
Common Stock, par value $0.0001 per share
2019-05-10+11,250→ 441,977 total - Tax Payment
Common Stock, par value $0.0001 per share
2019-05-10$1.74/sh−3,789$6,593→ 438,188 total - Exercise/Conversion
Restricted Stock Units
2019-05-10−15,000→ 30,000 total→ Common Stock (15,000 underlying) - Exercise/Conversion
Restricted Stock Units
2019-05-10−11,250→ 33,750 total→ Common Stock (11,250 underlying)
Footnotes (4)
- [F1]Shares surrendered to pay tax liability due on vesting of Restricted Stock Units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.
- [F3]Restricted Stock Unit award was granted on April 6, 2017. 25% of the shares vested on May 11, 2018, 25% of the shares vested on May 10, 2019, with 25% more vesting on the first day of the next open trading window immediately following each of the third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.
- [F4]Restricted Stock Unit award was granted on May 1, 2018. 25% of the shares vested on May 10, 2019, with 25% more vesting on the first day of the next open trading window immediately following each of the second, third and fourth anniversaries of March 29, 2018, provided that the Reporting Person remains in continuous service through each vest date.