Leach Harold Jr 4
4 · Performant Financial Corp · Filed Mar 10, 2020
Insider Transaction Report
Form 4
Leach Harold Jr
Chief Compliance Officer
Transactions
- Exercise/Conversion
Common Stock, par value $0.0001 per share
2020-03-07+30,000→ 468,188 total - Tax Payment
Common Stock, par value $0.0001 per share
[F1]2020-03-07$0.97/sh−12,265$11,885→ 455,923 total - Exercise/Conversion
Restricted Stock Units
[F2][F3]2020-03-07−30,000→ 0 total→ Common Stock (30,000 underlying)
Footnotes (3)
- [F1]Shares surrendered to pay tax liability due on vesting of Restricted Stock Units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to Reporting Person.
- [F3]Restricted Stock Unit award was granted on 02/22/16. 25% of the shares vested on March 7, 2017, 25% of the shares vested on March 7, 2018, 25% of the shares vested on March 7, 2019, and 25% of the shares vested on March 7, 2020.
Signature
/s/ Ian A. Johnston, Attorney-in-Fact for Harold T Leach, Jr|2020-03-10