Home/Filings/4/0001551986-20-000226
4//SEC Filing

Temperato John 4

Accession 0001551986-20-000226

CIK 0001551986other

Filed

Jul 7, 8:00 PM ET

Accepted

Jul 8, 4:30 PM ET

Size

8.4 KB

Accession

0001551986-20-000226

Insider Transaction Report

Form 4
Period: 2020-07-06
Temperato John
DirectorChief Executive Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    2020-07-06+950,000950,000 total
    Exercise: $0.62Exp: 2030-07-06Common stock (950,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2020-07-06+650,0001,600,000 total
    Exercise: $0.62Exp: 2030-07-06Common stock (650,000 underlying)
Footnotes (2)
  • [F1]25% of these shares shall be deemed vested and exercisable on July 6, 2021 with the remainder vesting in equal monthly installments over the next 36 months, such that the option shall be fully vested on the fourth anniversary of the grant date, subject to the executive's continued service with the Company through each applicable vesting date.
  • [F2]The option vest, if at all, upon satisfaction of certain performance criteria as determined by the Board in its discretion. Vesting will begin on the date the Board deems the performance criteria met (the "Performance Date"). Each performance tranche, consisting of 325,000 shares subject to the option, shall vest 25% on the one-year anniversary of the Performance Date with the remainder vesting monthly over 36 months following the Performance Date.

Issuer

9 METERS BIOPHARMA, INC.

CIK 0001551986

Entity typeother

Related Parties

1
  • filerCIK 0001722407

Filing Metadata

Form type
4
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 4:30 PM ET
Size
8.4 KB