4//SEC Filing
SWK Holdings Corp 4
Accession 0001552781-14-000758
$SWKHCIK 0001089907operating
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 3:07 PM ET
Size
8.1 KB
Accession
0001552781-14-000758
Insider Transaction Report
Form 4
Pope James Brett
DirectorCEO
Transactions
- Exercise/Conversion
Common Stock Right to Buy
2014-08-18+500,000→ 500,000 totalExercise: $1.37Exp: 2024-08-17→ Common Stock (500,000 underlying) - Exercise/Conversion
Common Stock Right to Buy
2014-08-18+500,000→ 500,000 totalExercise: $1.37Exp: 2024-08-17→ Common Stock (500,000 underlying)
Footnotes (2)
- [F1]Comprised of stock options granted pursuant to the Company's 2010 Equity Incentive Plan and form of Stock Options Agreement. The options vest 25% on each of December 31, 2015, December 31, 2016, December 31, 2017 and December 31, 2018.
- [F2]Comprised of stock options granted pursuant to the Company's 2010 Equity Incentive Plan and form of Stock Options Agreement. The options vest if Issuer's 30-day average stock price is $2.06 per higher and will be cancelled of the stock price fails to meet such vesting criteria prior to 12/31/2018.
Documents
Issuer
SWK Holdings Corp
CIK 0001089907
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001089907
Filing Metadata
- Form type
- 4
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 3:07 PM ET
- Size
- 8.1 KB