SWK Holdings Corp 4
4 · SWK Holdings Corp · Filed Aug 20, 2014
Insider Transaction Report
Form 4
Pope James Brett
DirectorCEO
Transactions
- Exercise/Conversion
Common Stock Right to Buy
2014-08-18+500,000→ 500,000 totalExercise: $1.37Exp: 2024-08-17→ Common Stock (500,000 underlying) - Exercise/Conversion
Common Stock Right to Buy
2014-08-18+500,000→ 500,000 totalExercise: $1.37Exp: 2024-08-17→ Common Stock (500,000 underlying)
Footnotes (2)
- [F1]Comprised of stock options granted pursuant to the Company's 2010 Equity Incentive Plan and form of Stock Options Agreement. The options vest 25% on each of December 31, 2015, December 31, 2016, December 31, 2017 and December 31, 2018.
- [F2]Comprised of stock options granted pursuant to the Company's 2010 Equity Incentive Plan and form of Stock Options Agreement. The options vest if Issuer's 30-day average stock price is $2.06 per higher and will be cancelled of the stock price fails to meet such vesting criteria prior to 12/31/2018.