4//SEC Filing
ECOSPHERE TECHNOLOGIES INC 4
Accession 0001553350-15-000149
CIK 0001071760operating
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:25 PM ET
Size
12.3 KB
Accession
0001553350-15-000149
Insider Transaction Report
Form 4
LOFTON JIMMAC G
Director
Transactions
- Award
10% Convertible Note due 2016
2015-02-16Exercise: $0.12From: 2015-02-16Exp: 2016-01-08→ Common Stock (166,666 underlying) - Award
Common Stock Warrants (right to buy)
2015-02-16+333,332→ 333,332 totalExercise: $0.12From: 2015-02-16Exp: 2019-01-08→ Common Stock (333,332 underlying) - Expiration (Short)
10% Convertible Note due 2015
2015-02-16Exercise: $0.30From: 2013-12-23Exp: 2015-12-23→ Common Stock (166,666 underlying) - Expiration (Short)
Common Stock Warrants (right to buy)
2015-02-16−333,332→ 0 totalExercise: $0.35From: 2013-12-23Exp: 2018-12-23→ Common Stock (333,332 underlying)
Footnotes (2)
- [F1]The two reported transactions involved the amendment of an outstanding convertible note to reduce the conversion price from $0.30 a share to $0.12 a share. The amendment is reported above as the cancellation of the "old" note and the acquisition of a new one. The transactions were approved in advance by the issuer's board of directors.
- [F2]The two reported transactions involved the amendment of an outstanding warrant to reduce the exercise price from $0.35 a share to $0.12 a share. The amendment is reported above as the cancellation of the "old" warrant and the acquisition of a new one. The transactions were approved in advance by the issuer's board of directors.
Documents
Issuer
ECOSPHERE TECHNOLOGIES INC
CIK 0001071760
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001071760
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:25 PM ET
- Size
- 12.3 KB