Home/Filings/4/0001553350-17-000019
4//SEC Filing

HEAT BIOLOGICS, INC. 4

Accession 0001553350-17-000019

$SCPXCIK 0001476963operating

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 4:32 PM ET

Size

7.5 KB

Accession

0001553350-17-000019

Insider Transaction Report

Form 4
Period: 2016-01-02
Rosar Ann A
VP of Finance
Transactions
  • Award

    Stock Options

    2017-01-02+70,00070,000 total
    Exercise: $0.88From: 2017-02-01Exp: 2027-01-01Common Stock (70,000 underlying)
  • Award

    Common Stock

    2017-01-02+70,00070,000 total
Footnotes (2)
  • [F1]The 70,000 shares of Heat Biologics, Inc. (the "Company") common stock, $0.0002 par value per share (the "Common Stock"), are represented by 70,000 restricted stock units ("RSUs") granted under the Company's Amended and Restated 2014 Stock Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of Common Stock. The 70,000 RSUs will vest as follows: (i) 17,500 will vest on January 2, 2017; (ii) 17,500 will vest on January 2, 2018; (iii) 17,500 will vest on January 2, 2019; and (iv) 17,500 will vest on January 2, 2020, provided that the reporting person is not terminated for cause prior to such dates.
  • [F2]These stock options vest monthly on a pro rata basis over a four-year period with vesting commencing on February 1, 2017.

Issuer

HEAT BIOLOGICS, INC.

CIK 0001476963

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001476963

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:32 PM ET
Size
7.5 KB