ECOSPHERE TECHNOLOGIES INC 4

4 · ECOSPHERE TECHNOLOGIES INC · Filed May 2, 2017

Form 4

Period: 2017-05-01

Director

Transactions

Disposition to Issuer
Stock Options (Right to Buy)
2017-05-01−666,667→ 0 total
Exercise: $0.12From: 2016-01-08Exp: 2020-01-08→ Common Stock (666,667 underlying)
Disposition to Issuer
Stock Options (Right to Buy)
2017-05-01−209,336→ 0 total
Exercise: $0.40From: 2014-06-30Exp: 2018-07-01→ Common Stock (209,336 underlying)
Award
Stock Options (Right to Buy)
2017-05-01+666,667→ 666,667 total
Exercise: $0.04From: 2017-05-01Exp: 2020-01-08→ Common Stock (666,667 underlying)
Award
Stock Options (Right to Buy)
2017-05-01+209,336→ 209,336 total
Exercise: $0.04From: 2017-05-01Exp: 2018-07-01→ Common Stock (209,336 underlying)
Award
Stock Options (Right to Buy)
2017-05-01+1,050,000→ 1,050,000 total
Exercise: $0.04From: 2017-05-01Exp: 2018-01-08→ Common Stock (1,050,000 underlying)
Disposition to Issuer
Stock Options (Right to Buy)
2017-05-01−1,050,000→ 0 total
Exercise: $0.38From: 2014-01-18Exp: 2018-01-08→ Common Stock (1,050,000 underlying)

Footnotes (2)

[F1]) In accordance with Rule 16b-3 of the Securities Exchange Act of 1934, the reporting person agreed to cancellation of an option previously granted to him in exchange for a new option having a lower exercise price.
[F2]The number and exercise price of the cancelled options reflects a 5% dividend on the issuer's common stock effective in June 2013.

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