Dolphin Entertainment, Inc.·4

Mar 1, 5:03 PM ET

Stanham Nicholas 4

4 · Dolphin Entertainment, Inc. · Filed Mar 1, 2018

Insider Transaction Report

Form 4
Period: 2017-12-21
Transactions
  • Purchase

    Warrants

    2017-12-21$0.01/sh+12,000$12012,000 total
    Exercise: $4.74From: 2017-12-26Exp: 2020-12-26Common Stock (12,000 underlying)
  • Purchase

    Common Stock

    2017-12-21$4.12/sh+12,000$49,38026,334 total
Footnotes (2)
  • [F1]The price represents the public offer price of the shares and warrants in the Issuer's public offering.
  • [F2]The Issuer completed a 1-for-2 reverse stock split effective September 14, 2017. The amount stated includes the post-split adjusted amount. Fractional shares resulting from the reverse stock split were rounded up to the nearest whole share.

Documents

1 file
  • 4
    stanham4.xmlPrimary

    OWNERSHIP DOCUMENT