Home/Filings/4/0001553350-18-000167
4//SEC Filing

Stanham Nicholas 4

Accession 0001553350-18-000167

CIK 0001282224other

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 5:03 PM ET

Size

7.6 KB

Accession

0001553350-18-000167

Insider Transaction Report

Form 4
Period: 2017-12-21
Transactions
  • Purchase

    Warrants

    2017-12-21$0.01/sh+12,000$12012,000 total
    Exercise: $4.74From: 2017-12-26Exp: 2020-12-26Common Stock (12,000 underlying)
  • Purchase

    Common Stock

    2017-12-21$4.12/sh+12,000$49,38026,334 total
Footnotes (2)
  • [F1]The price represents the public offer price of the shares and warrants in the Issuer's public offering.
  • [F2]The Issuer completed a 1-for-2 reverse stock split effective September 14, 2017. The amount stated includes the post-split adjusted amount. Fractional shares resulting from the reverse stock split were rounded up to the nearest whole share.

Issuer

Dolphin Entertainment, Inc.

CIK 0001282224

Entity typeother

Related Parties

1
  • filerCIK 0001626973

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 5:03 PM ET
Size
7.6 KB