|4Dec 13, 4:22 PM ET

Mayer Allan 4

4 · Dolphin Entertainment, Inc. · Filed Dec 13, 2018

Insider Transaction Report

Form 4
Period: 2018-08-10
Mayer Allan
Director
Transactions
  • Exercise of In-Money

    Common Stock

    2018-08-10$9.22/sh10,846$100,000363,523 total(indirect: By Trust)
  • Exercise of In-Money

    Common Stock

    2018-09-21$9.22/sh6,779$62,502356,744 total(indirect: By Trust)
  • Exercise of In-Money

    Put Option (right to sell)

    2018-08-1010,846219,633 total
    Exercise: $9.22From: 2018-08-10Exp: 2018-08-20Common Stock (10,846 underlying)
  • Exercise of In-Money

    Put Option (right to sell)

    2018-12-1116,269196,585 total
    Exercise: $9.22From: 2018-12-10Exp: 2018-12-20Common Stock (16,269 underlying)
  • Exercise of In-Money

    Common Stock

    2018-12-11$9.22/sh16,269$150,000340,475 total(indirect: By Trust)
  • Exercise of In-Money

    Put Option (right to sell)

    2018-09-216,779212,854 total
    Exercise: $9.22From: 2018-09-20Exp: 2018-09-30Common Stock (6,779 underlying)
Footnotes (1)
  • [F1]These shares are held by the Vogel-Mayer Trust, of which the Reporting Person is the trustee.

Documents

1 file
  • 4
    mayer4.xmlPrimary

    OWNERSHIP DOCUMENT